Price: $147.00
“Ethics and Professional Practice in Financial Planning” is a sweeping guide that amalgamates a multitude of ethical facets. These are necessary for both the educational requirements of current financial planners, as well as for those newly entering the field. It delves into the application of ethical development, theories, and decision-making frameworks within the context of financial planning.
Real-life examples, such as the Storm Financial case and others overseen by the Australian Financial Complaints Authority (AFCA), demonstrate the severe repercussions of ethical missteps. Additionally, they highlight the significant role process plays in both ensuring and exemplifying ethical conduct.
Key Features:
• Explores the critical role professional associations play in promoting ethical practices.
• Uncovers the legislative foundations of financial ethics.
• Details the Financial Planners and Advisers Code of Ethics and behaviours that comply with the Code.
• Offers valuable insights from client perspectives on ethical behaviour and its correlation to the Code.
• Deciphers the procedures of dispute resolution and disciplinary bodies.
This invaluable resource is penned by authors with a wealth of experience in delivering academic courses in the field, managing a financial planning practice, and serving in roles related to complaint resolution and professional discipline.
Suggested Related Titles:
• “Securities and Financial Services Law” by Black & Hanrahan, 10th edition
• “Financial Planning in Australia: Advice and Wealth Management” by Taylor et al, 9th edition
• “Banking Law in Australia” by Tyree, 10th edition